Date | File Link | Document Type | Description | File Size |
---|---|---|---|---|
08/14/2012 | Order 01 Granting Mitigation - UW-120863.pdf | Order - Other | Order 01 - Order Partially Suspending Penalty, Subject to Condition | 205,665 KB |
08/14/2012 | Order 01 Granting Mitigation - UW-120863.docx | Order - Other | Order 01 - Order Partially Suspending Penalty, Subject to Condition | 49,343 KB |
07/13/2012 | UW-120863 Evergreen Exchange Inc.docx | Order - Other | Penalty assessment in the amount of $2,100 for failing to timely file 2011 annual report and pay 2012 regulatory fees. | 49,268 KB |
07/13/2012 | UW-120863 Evergreen Exchange Inc.pdf | Order - Other | Penalty assessment in the amount of $2,100 for failing to timely file 2011 annual report and pay 2012 regulatory fees. | 342,404 KB |