Document Type | Date | Description |
---|---|---|
Order - Other | 08/10/2016 | Order 01, Order Granting Mitigation to $250 |
Letter | 07/18/2016 | Letter to Steven V. King from Sondra Walsh, on behalf of staff, RE: Mitigation Recommendation |
Document | 07/05/2016 | Application for mitigation on behalf of Trefethen and Co., Inc., from Sean Trefethen (scanned & posted) |
Order - Other | 06/29/2016 | Notice of Penalties Incurred and Due for Violations of Laws and Rules - Penalty Amount $1,000. |